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	<title>Bad Actor Archives -</title>
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		<title>SEC Regulation D Rule 506(b) and Regulation D Rule 506(c)</title>
		<link>https://www.gopublic101.com/sec-regulation-d-rule-506b-and-regulation-d-rule-506c/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Fri, 14 Jun 2024 15:36:58 +0000</pubDate>
				<category><![CDATA[Uncategorized]]></category>
		<category><![CDATA[Accredited Investor]]></category>
		<category><![CDATA[Bad Actor]]></category>
		<category><![CDATA[Exempt Offering]]></category>
		<category><![CDATA[Raising Capital]]></category>
		<category><![CDATA[Regulation A]]></category>
		<category><![CDATA[Regulation A Tier 2]]></category>
		<category><![CDATA[Regulation A+. Tier 1]]></category>
		<category><![CDATA[Regulation Crowdfunding]]></category>
		<category><![CDATA[Regulation Crowdfunding Section 4(a)(6)]]></category>
		<category><![CDATA[Regulation CW]]></category>
		<category><![CDATA[Regulation D]]></category>
		<category><![CDATA[restricted securities]]></category>
		<category><![CDATA[Rule 504]]></category>
		<category><![CDATA[Rule 506(b)]]></category>
		<category><![CDATA[Rule 506(c)]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[SEC Attorney]]></category>
		<category><![CDATA[Section 4(a)(2)]]></category>
		<category><![CDATA[Securities and Exchange Commission]]></category>
		<guid isPermaLink="false">https://www.gopublic101.com/?p=4952</guid>

					<description><![CDATA[Each offer and sale of a security must be (a) registered with the Securities and Exchange Commission (SEC); or (b) subject to an exemption from registration under the Securities Act of 1933, as amended (the “Securities Act”). Both private and publicly traded companies raise money by registering their shares on Form S-1 or another registration [&#8230;]]]></description>
		
		
		
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		<title>Guide to Raising Capital and Going Public</title>
		<link>https://www.gopublic101.com/guide-raising-capital-going-public/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Sun, 12 Oct 2014 15:18:46 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[10-K]]></category>
		<category><![CDATA[10-Q]]></category>
		<category><![CDATA[8-K]]></category>
		<category><![CDATA[Accredited Investor]]></category>
		<category><![CDATA[Bad Actor]]></category>
		<category><![CDATA[Emerging Growth Company]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Intrastate Exemption]]></category>
		<category><![CDATA[Jobs Act]]></category>
		<category><![CDATA[NASDAQ]]></category>
		<category><![CDATA[OTC Link]]></category>
		<category><![CDATA[OTC Markets]]></category>
		<category><![CDATA[Private Placement]]></category>
		<category><![CDATA[Raising Capital]]></category>
		<category><![CDATA[Registration Statement]]></category>
		<category><![CDATA[Regulation A]]></category>
		<category><![CDATA[Regulation D]]></category>
		<category><![CDATA[Reverse Merger]]></category>
		<category><![CDATA[Rule 144]]></category>
		<category><![CDATA[Rule 506]]></category>
		<category><![CDATA[SEC Disclosure]]></category>
		<category><![CDATA[SEC Reporting]]></category>
		<category><![CDATA[Section 4(2)]]></category>
		<category><![CDATA[Securities Attorney]]></category>
		<category><![CDATA[Securities Law Blog]]></category>
		<category><![CDATA[Securities Lawyer]]></category>
		<category><![CDATA[Securities Offering]]></category>
		<category><![CDATA[Small Business]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=4605</guid>

					<description><![CDATA[The two primary sets of federal securities laws that come into play when a company wants to offer and sell its securities and go public are the Securities Act of 1933 (&#8220;Securities Act&#8221;), and the Securities Exchange Act of 1934 (&#8220;Exchange Act&#8221;).  These laws are complex and govern the registration statement process and disclosure obligations. The Securities Act in Going [&#8230;]]]></description>
		
		
		
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		<title>Rule 506 Bad Actor Ban</title>
		<link>https://www.gopublic101.com/rule-506-bad-actor-ban/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Mon, 30 Dec 2013 17:37:40 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[Bad Actor]]></category>
		<category><![CDATA[Brenda Hamilton]]></category>
		<category><![CDATA[Crowdfunding]]></category>
		<category><![CDATA[Crowfund]]></category>
		<category><![CDATA[Dodd Frank]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Jobs Act]]></category>
		<category><![CDATA[Private Placement]]></category>
		<category><![CDATA[Registration Statement]]></category>
		<category><![CDATA[Regulation A]]></category>
		<category><![CDATA[Regulation D]]></category>
		<category><![CDATA[Reverse Merger]]></category>
		<category><![CDATA[Rule 506]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[SEC Attorney]]></category>
		<category><![CDATA[SEC Lawyer]]></category>
		<category><![CDATA[Securities Attorney]]></category>
		<category><![CDATA[Securities Law Blog]]></category>
		<category><![CDATA[Securities Lawyer]]></category>
		<category><![CDATA[Securities Offering]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=3485</guid>

					<description><![CDATA[On July 10, 2013, the Securities and Exchange Commission (the “SEC” or “Commission”) adopted amendments to rules promulgated under Regulation D of the Securities Act of 1933, as amended (the “Securities Act”) to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). The amendments to Rule 506 were [&#8230;]]]></description>
		
		
		
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		<title>SEC Seeks Bad Actor Ban in 506 Offerings &#8211; Going Public Blog</title>
		<link>https://www.gopublic101.com/bad-actor-ban/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Sat, 28 May 2011 03:11:55 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[Bad Actor]]></category>
		<category><![CDATA[Bad Actor Ban]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Form S-1 Attorney]]></category>
		<category><![CDATA[Form S-1 Lawyer]]></category>
		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Going Public Attorney]]></category>
		<category><![CDATA[Going Public Lawyer]]></category>
		<category><![CDATA[Private Placement]]></category>
		<category><![CDATA[Registration Statement]]></category>
		<category><![CDATA[Regulation A]]></category>
		<category><![CDATA[Rule 506]]></category>
		<category><![CDATA[Securities Law Blog]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=2553</guid>

					<description><![CDATA[On  May 25, 2011, the Securities and Exchange Commission (the “SEC”) proposed rules  to implement Section 926 of the Dodd-Frank Wall Street Reform  and Consumer  Protection  Act (“Dodd-Frank Act”) which would amend Rules 501 and 506 of Regulation D (“Regulation D”) under the  Securities Act  of  1933  (the “Securities Act”). The proposal would disqualify securities [&#8230;]]]></description>
		
		
		
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