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	<title>Broker-Dealer Archives -</title>
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		<title>Regulation A+ Disclosure Requirements</title>
		<link>https://www.gopublic101.com/regulation-a-disclosure/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Fri, 03 Apr 2020 15:26:59 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[Broker-Dealer]]></category>
		<category><![CDATA[Direct Public Offerings]]></category>
		<category><![CDATA[Form 1-A]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Going Public Attorney]]></category>
		<category><![CDATA[Going Public Lawyer]]></category>
		<category><![CDATA[Intitial Public Offerings]]></category>
		<category><![CDATA[Jobs Act]]></category>
		<category><![CDATA[Offering Circular]]></category>
		<category><![CDATA[Raising Capital]]></category>
		<category><![CDATA[Registration Statement]]></category>
		<category><![CDATA[Regulation A]]></category>
		<category><![CDATA[Regulation A+ Attorney]]></category>
		<category><![CDATA[Regulation A+ Lawyer]]></category>
		<category><![CDATA[Tier 1 Offering]]></category>
		<category><![CDATA[Tier 2 Offering]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=4907</guid>

					<description><![CDATA[Regulation A+ offerings continue to gain popularity including in going public transactions.  If structured properly, the Regulation A+ crowdfunding exemption allows companies to more easily obtain the initial shareholders required by the Financial Industry Regulatory Authority (“FINRA”). While Form 1-A requires less information than a Form S-1 registration statement, expansive disclosures are required and the issuer [&#8230;]]]></description>
		
		
		
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		<title>Sponsoring Market Makers And Going Public</title>
		<link>https://www.gopublic101.com/sponsoring-market-maker/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Tue, 08 Apr 2014 15:24:56 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[15c-211]]></category>
		<category><![CDATA[Broker-Dealer]]></category>
		<category><![CDATA[Form 211]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Going Public Attorney]]></category>
		<category><![CDATA[Going Public Lawyer]]></category>
		<category><![CDATA[Market Maker]]></category>
		<category><![CDATA[Regulation A]]></category>
		<category><![CDATA[Securities Attorney]]></category>
		<category><![CDATA[Securities Law Blog]]></category>
		<category><![CDATA[Securities Lawyer]]></category>
		<category><![CDATA[Sponsoring Market Maker]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=3478</guid>

					<description><![CDATA[Go Public 101 Blog The last step in going public transactions is most often obtaining a stock trading or ticker symbol from the Financial Industry Regulatory Authority (“FINRA”). For a company to obtain a ticker, a market maker must submit a Form 211 on the issuer’s behalf to FINRA. This last step is required of all companies [&#8230;]]]></description>
		
		
		
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		<item>
		<title>The Laws That Apply to Finders</title>
		<link>https://www.gopublic101.com/finders/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Tue, 17 Dec 2013 20:04:57 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[Brenda Hamilton]]></category>
		<category><![CDATA[Broker]]></category>
		<category><![CDATA[Broker-Dealer]]></category>
		<category><![CDATA[Finder]]></category>
		<category><![CDATA[Finders]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Form S-1 Attorney]]></category>
		<category><![CDATA[Form S-1 Lawyer]]></category>
		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Going Public Attorney]]></category>
		<category><![CDATA[Going Public Lawyer]]></category>
		<category><![CDATA[Private Placement]]></category>
		<category><![CDATA[Registration Statement]]></category>
		<category><![CDATA[Rule 506]]></category>
		<category><![CDATA[Securities Attorney]]></category>
		<category><![CDATA[Securities Law Blog]]></category>
		<category><![CDATA[Securities Lawyer]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=3320</guid>

					<description><![CDATA[Go Public 101 Blog Companies seeking capital are frequently approached by finders who offer to locate investors in exchange for a fee.  This is particularly true in going public transactions. Most finders are not registered as broker-dealers with the Securities and Exchange Commission (the “SEC”). The possibility of receiving capital even through the efforts of [&#8230;]]]></description>
		
		
		
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