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	<title>SEC Attorney Archives -</title>
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		<title>SEC Regulation D Rule 506(b) and Regulation D Rule 506(c)</title>
		<link>https://www.gopublic101.com/sec-regulation-d-rule-506b-and-regulation-d-rule-506c/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Fri, 14 Jun 2024 15:36:58 +0000</pubDate>
				<category><![CDATA[Uncategorized]]></category>
		<category><![CDATA[Accredited Investor]]></category>
		<category><![CDATA[Bad Actor]]></category>
		<category><![CDATA[Exempt Offering]]></category>
		<category><![CDATA[Raising Capital]]></category>
		<category><![CDATA[Regulation A]]></category>
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		<category><![CDATA[Regulation A+. Tier 1]]></category>
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		<category><![CDATA[Regulation Crowdfunding Section 4(a)(6)]]></category>
		<category><![CDATA[Regulation CW]]></category>
		<category><![CDATA[Regulation D]]></category>
		<category><![CDATA[restricted securities]]></category>
		<category><![CDATA[Rule 504]]></category>
		<category><![CDATA[Rule 506(b)]]></category>
		<category><![CDATA[Rule 506(c)]]></category>
		<category><![CDATA[SEC]]></category>
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					<description><![CDATA[Each offer and sale of a security must be (a) registered with the Securities and Exchange Commission (SEC); or (b) subject to an exemption from registration under the Securities Act of 1933, as amended (the “Securities Act”). Both private and publicly traded companies raise money by registering their shares on Form S-1 or another registration [&#8230;]]]></description>
		
		
		
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		<title>The Securities Exchange Act of 1934</title>
		<link>https://www.gopublic101.com/securities-exchange-act-of-1934/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Mon, 07 Apr 2014 14:24:06 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[Brenda Hamilton]]></category>
		<category><![CDATA[Brenda Hamilton Securities Attorney]]></category>
		<category><![CDATA[Brenda Hamilton Securities Lawyer]]></category>
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		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Going Public Attorney]]></category>
		<category><![CDATA[Going Public Lawyer]]></category>
		<category><![CDATA[Private Placement]]></category>
		<category><![CDATA[Registration Statement]]></category>
		<category><![CDATA[Registration Statement Attorney]]></category>
		<category><![CDATA[Registration Statement Lawyer]]></category>
		<category><![CDATA[Regulation A]]></category>
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		<category><![CDATA[Rule 506]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[SEC Attorney]]></category>
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		<category><![CDATA[Securities Attorney]]></category>
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		<category><![CDATA[Securities Lawyer]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=3506</guid>

					<description><![CDATA[Go Public 101 Blog The Securities Exchange Act of 1934 (the “1934 Act”) grants broad authority to the Securities and Exchange Commission (“SEC”) to oversee the securities industry. The SEC’s authority includes the power to register, regulate, and oversee brokerage firms, transfer agents, and clearing agencies; as well as securities self regulatory organizations (SROs), including the  [&#8230;]]]></description>
		
		
		
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		<title>Section 16 Reporting l Securities Lawyer 101</title>
		<link>https://www.gopublic101.com/section-16-reporting/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Sat, 22 Mar 2014 04:00:31 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[Brenda Hamilton]]></category>
		<category><![CDATA[Brenda Hamilton Securities Attorney]]></category>
		<category><![CDATA[Brenda Hamilton Securities Lawyer]]></category>
		<category><![CDATA[Crowdfund Attorney]]></category>
		<category><![CDATA[Crowdfund Lawyer]]></category>
		<category><![CDATA[Crowfund]]></category>
		<category><![CDATA[Form 10]]></category>
		<category><![CDATA[Form 3]]></category>
		<category><![CDATA[Form 4]]></category>
		<category><![CDATA[Form 5]]></category>
		<category><![CDATA[Form 8A]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Form S-1 Attorney]]></category>
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		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Going Public Attorney]]></category>
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		<category><![CDATA[Registration Statement]]></category>
		<category><![CDATA[Registration Statement Attorney]]></category>
		<category><![CDATA[Registration Statement Lawyer]]></category>
		<category><![CDATA[Regulation A]]></category>
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		<category><![CDATA[Rule 506]]></category>
		<category><![CDATA[S-1]]></category>
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		<category><![CDATA[Section 16]]></category>
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		<category><![CDATA[Securities Lawyer]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=3519</guid>

					<description><![CDATA[Go Public 101 Blog Shareholders and management of private companies are often unaware of their reporting obligations upon completion of a going public transaction.  Section 16(a) of the Exchange Act of 1934 (the “Exchange Act”) requires the reporting of beneficial ownership by the officers, directors and stockholders who hold stock directly or indirectly, beneficially owning more [&#8230;]]]></description>
		
		
		
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		<title>Rule 506 Bad Actor Ban</title>
		<link>https://www.gopublic101.com/rule-506-bad-actor-ban/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Mon, 30 Dec 2013 17:37:40 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[Bad Actor]]></category>
		<category><![CDATA[Brenda Hamilton]]></category>
		<category><![CDATA[Crowdfunding]]></category>
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		<category><![CDATA[Registration Statement]]></category>
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		<category><![CDATA[Reverse Merger]]></category>
		<category><![CDATA[Rule 506]]></category>
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		<category><![CDATA[Securities Attorney]]></category>
		<category><![CDATA[Securities Law Blog]]></category>
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		<category><![CDATA[Securities Offering]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=3485</guid>

					<description><![CDATA[On July 10, 2013, the Securities and Exchange Commission (the “SEC” or “Commission”) adopted amendments to rules promulgated under Regulation D of the Securities Act of 1933, as amended (the “Securities Act”) to implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). The amendments to Rule 506 were [&#8230;]]]></description>
		
		
		
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		<title>SEC Reporting 101 By: Brenda Hamilton</title>
		<link>https://www.gopublic101.com/sec-reporting/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Tue, 17 Dec 2013 14:41:38 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[10K]]></category>
		<category><![CDATA[10Q]]></category>
		<category><![CDATA[8K]]></category>
		<category><![CDATA[Brenda Hamilton]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Form S-1 Attorney]]></category>
		<category><![CDATA[Form S-1 Lawyer]]></category>
		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Going Public]]></category>
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		<category><![CDATA[S-1]]></category>
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		<category><![CDATA[SEC Reporting]]></category>
		<category><![CDATA[Securities Law Blog]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=3295</guid>

					<description><![CDATA[Going Public 101 Blog After effectiveness of a Form S-1 registration statement in going public transactions, most issuers file Form 8A to register a class of their securities under the Securities Exchange Act of 1934 (the &#8220;Securities Exchange Act&#8221;). An issuer with a class of securities registered under Section 12 or subject to Section 15(d) of [&#8230;]]]></description>
		
		
		
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