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	<title>SEC Archives -</title>
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		<title>Going Public and Direct Public Offerings Provide Benefits in 2025</title>
		<link>https://www.gopublic101.com/going-public-and-direct-public-offerings-provide-benefits-in-2025/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Wed, 26 Feb 2025 15:09:08 +0000</pubDate>
				<category><![CDATA[Uncategorized]]></category>
		<category><![CDATA[Depository Trust Company]]></category>
		<category><![CDATA[Direct Listing]]></category>
		<category><![CDATA[Direct Public Offering]]></category>
		<category><![CDATA[DPO]]></category>
		<category><![CDATA[DTC]]></category>
		<category><![CDATA[FINRA]]></category>
		<category><![CDATA[Form 10]]></category>
		<category><![CDATA[Form 10 Registration Statement]]></category>
		<category><![CDATA[Form 10-K]]></category>
		<category><![CDATA[Form 10-Q]]></category>
		<category><![CDATA[Form 211 and Amended 15c-211]]></category>
		<category><![CDATA[Form 8-k]]></category>
		<category><![CDATA[Form F-1]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Form S-1. Registration Statement]]></category>
		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Going Public Direct]]></category>
		<category><![CDATA[Grey Sheets]]></category>
		<category><![CDATA[Initial Public Offering]]></category>
		<category><![CDATA[IPO]]></category>
		<category><![CDATA[Market Maker]]></category>
		<category><![CDATA[NASDAQ]]></category>
		<category><![CDATA[Nasdaq Capital Market]]></category>
		<category><![CDATA[NYSE]]></category>
		<category><![CDATA[OTC Markets]]></category>
		<category><![CDATA[OTC Markets Pink]]></category>
		<category><![CDATA[Periodic Reporting]]></category>
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		<category><![CDATA[Securities Exchange Act of 1934]]></category>
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		<guid isPermaLink="false">https://www.gopublic101.com/?p=4998</guid>

					<description><![CDATA[Going public is still considered a benefit to issuers seeking to raise capital or obtain recognition of their business. Even in a down economy, private companies seek the perceived benefits of being publicly traded.   While there are a variety of ways to create a publicly traded company, each comes with its own unique requirements and risks. [&#8230;]]]></description>
		
		
		
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		<item>
		<title>SEC Regulation D Rule 506(b) and Regulation D Rule 506(c)</title>
		<link>https://www.gopublic101.com/sec-regulation-d-rule-506b-and-regulation-d-rule-506c/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Fri, 14 Jun 2024 15:36:58 +0000</pubDate>
				<category><![CDATA[Uncategorized]]></category>
		<category><![CDATA[Accredited Investor]]></category>
		<category><![CDATA[Bad Actor]]></category>
		<category><![CDATA[Exempt Offering]]></category>
		<category><![CDATA[Raising Capital]]></category>
		<category><![CDATA[Regulation A]]></category>
		<category><![CDATA[Regulation A Tier 2]]></category>
		<category><![CDATA[Regulation A+. Tier 1]]></category>
		<category><![CDATA[Regulation Crowdfunding]]></category>
		<category><![CDATA[Regulation Crowdfunding Section 4(a)(6)]]></category>
		<category><![CDATA[Regulation CW]]></category>
		<category><![CDATA[Regulation D]]></category>
		<category><![CDATA[restricted securities]]></category>
		<category><![CDATA[Rule 504]]></category>
		<category><![CDATA[Rule 506(b)]]></category>
		<category><![CDATA[Rule 506(c)]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[SEC Attorney]]></category>
		<category><![CDATA[Section 4(a)(2)]]></category>
		<category><![CDATA[Securities and Exchange Commission]]></category>
		<guid isPermaLink="false">https://www.gopublic101.com/?p=4952</guid>

					<description><![CDATA[Each offer and sale of a security must be (a) registered with the Securities and Exchange Commission (SEC); or (b) subject to an exemption from registration under the Securities Act of 1933, as amended (the “Securities Act”). Both private and publicly traded companies raise money by registering their shares on Form S-1 or another registration [&#8230;]]]></description>
		
		
		
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		<item>
		<title>The Securities Exchange Act of 1934</title>
		<link>https://www.gopublic101.com/securities-exchange-act-of-1934/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Mon, 07 Apr 2014 14:24:06 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[Brenda Hamilton]]></category>
		<category><![CDATA[Brenda Hamilton Securities Attorney]]></category>
		<category><![CDATA[Brenda Hamilton Securities Lawyer]]></category>
		<category><![CDATA[Crowdfund Attorney]]></category>
		<category><![CDATA[Crowdfund Lawyer]]></category>
		<category><![CDATA[Crowfund]]></category>
		<category><![CDATA[Exchange Act]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Form S-1 Attorney]]></category>
		<category><![CDATA[Form S-1 Lawyer]]></category>
		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Going Public Attorney]]></category>
		<category><![CDATA[Going Public Lawyer]]></category>
		<category><![CDATA[Private Placement]]></category>
		<category><![CDATA[Registration Statement]]></category>
		<category><![CDATA[Registration Statement Attorney]]></category>
		<category><![CDATA[Registration Statement Lawyer]]></category>
		<category><![CDATA[Regulation A]]></category>
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		<category><![CDATA[Rule 506]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[SEC Attorney]]></category>
		<category><![CDATA[SEC Lawyer]]></category>
		<category><![CDATA[Securities]]></category>
		<category><![CDATA[Securities Attorney]]></category>
		<category><![CDATA[Securities Exchange Act]]></category>
		<category><![CDATA[Securities Law Blog]]></category>
		<category><![CDATA[Securities Lawyer]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=3506</guid>

					<description><![CDATA[Go Public 101 Blog The Securities Exchange Act of 1934 (the “1934 Act”) grants broad authority to the Securities and Exchange Commission (“SEC”) to oversee the securities industry. The SEC’s authority includes the power to register, regulate, and oversee brokerage firms, transfer agents, and clearing agencies; as well as securities self regulatory organizations (SROs), including the  [&#8230;]]]></description>
		
		
		
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		<title>Section 4(1) Exemption l Going Public Blog</title>
		<link>https://www.gopublic101.com/section-4-1/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Sun, 06 Apr 2014 14:41:12 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[4(1)]]></category>
		<category><![CDATA[Brenda Hamilton]]></category>
		<category><![CDATA[Brenda Hamilton Securities Attorney]]></category>
		<category><![CDATA[Brenda Hamilton Securities Lawyer]]></category>
		<category><![CDATA[Crowdfund Attorney]]></category>
		<category><![CDATA[Crowdfund Lawyer]]></category>
		<category><![CDATA[Crowfund]]></category>
		<category><![CDATA[Exemption]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Form S-1 Attorney]]></category>
		<category><![CDATA[Form S-1 Lawyer]]></category>
		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Go Public 101 Blog]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Going Public Attorney]]></category>
		<category><![CDATA[Going Public Lawyer]]></category>
		<category><![CDATA[Offering]]></category>
		<category><![CDATA[Private Placement]]></category>
		<category><![CDATA[Registration Statement]]></category>
		<category><![CDATA[Registration Statement Attorney]]></category>
		<category><![CDATA[Registration Statement Lawyer]]></category>
		<category><![CDATA[Regulation A]]></category>
		<category><![CDATA[Reverse Merger]]></category>
		<category><![CDATA[Reverse Merger Attorney]]></category>
		<category><![CDATA[Reverse Merger Lawyer]]></category>
		<category><![CDATA[Rule 506]]></category>
		<category><![CDATA[Safe Harbor]]></category>
		<category><![CDATA[SEC]]></category>
		<category><![CDATA[Section 4 (1)]]></category>
		<category><![CDATA[Section 4(1)]]></category>
		<category><![CDATA[Securities Attorney]]></category>
		<category><![CDATA[Securities Law Blog]]></category>
		<category><![CDATA[Securities Lawyer]]></category>
		<guid isPermaLink="false">http://www.gopublic101.com/?p=3863</guid>

					<description><![CDATA[Going Public 101 Blog Rule 144 (“SEC Rule 144”) under the Securities Act of 1933 (“Securities Act”) provides a safe harbor from the registration provisions of the Securities Act for resales of restricted and control securities by persons other than the issuer if all conditions of the rule are complied with. Section 4(1) of the [&#8230;]]]></description>
		
		
		
			</item>
		<item>
		<title>Section 16 Reporting l Securities Lawyer 101</title>
		<link>https://www.gopublic101.com/section-16-reporting/</link>
		
		<dc:creator><![CDATA[Brenda Hamilton, Attorney]]></dc:creator>
		<pubDate>Sat, 22 Mar 2014 04:00:31 +0000</pubDate>
				<category><![CDATA[Blog Posts]]></category>
		<category><![CDATA[Brenda Hamilton]]></category>
		<category><![CDATA[Brenda Hamilton Securities Attorney]]></category>
		<category><![CDATA[Brenda Hamilton Securities Lawyer]]></category>
		<category><![CDATA[Crowdfund Attorney]]></category>
		<category><![CDATA[Crowdfund Lawyer]]></category>
		<category><![CDATA[Crowfund]]></category>
		<category><![CDATA[Form 10]]></category>
		<category><![CDATA[Form 3]]></category>
		<category><![CDATA[Form 4]]></category>
		<category><![CDATA[Form 5]]></category>
		<category><![CDATA[Form 8A]]></category>
		<category><![CDATA[Form S-1]]></category>
		<category><![CDATA[Form S-1 Attorney]]></category>
		<category><![CDATA[Form S-1 Lawyer]]></category>
		<category><![CDATA[Go Public]]></category>
		<category><![CDATA[Going Public]]></category>
		<category><![CDATA[Going Public Attorney]]></category>
		<category><![CDATA[Going Public Lawyer]]></category>
		<category><![CDATA[Private Placement]]></category>
		<category><![CDATA[Registration Statement]]></category>
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		<category><![CDATA[Section 16]]></category>
		<category><![CDATA[Securities]]></category>
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		<guid isPermaLink="false">http://www.gopublic101.com/?p=3519</guid>

					<description><![CDATA[Go Public 101 Blog Shareholders and management of private companies are often unaware of their reporting obligations upon completion of a going public transaction.  Section 16(a) of the Exchange Act of 1934 (the “Exchange Act”) requires the reporting of beneficial ownership by the officers, directors and stockholders who hold stock directly or indirectly, beneficially owning more [&#8230;]]]></description>
		
		
		
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